Skip to content

Lecture 5 Exercise

Lecture 5. Massless Amplitudes* Zhong-Zhi Xianyu Department of Physics, Tsinghua University, Beijing 100084, China

In the last lecture, we studied the minimal couplings for a matter particle emitting a massless spinning particle and derived nontrivial constraints for them. Now we turn to self-interactions of massless spinning particles. From now on, we will shamelessly assume the analyticity of amplitudes in general. That is, the most singular behavior in an amplitude can only be on-shell poles where the amplitudes should factorize consistently.

For certain classes of interaction, the constraints of analyticity plus spacetime symmetry is so strong that it is possible to determine the tree-level amplitudes completely. (We will specify what does tree-level mean without a field theory.) This is traditionally called a bootstrap program. The starting point is 3-point amplitudes (amplitudes with three external states). Then we use various consistent conditions to build 4-point and higher-point functions. The 3-point amplitudes are certainly not physical objects, but they are useful building blocks.

We will focus on 3-point amplitudes in this lecture and 4-point in the next one. However, before this, we need to introduce a bit more language to properly describe these object, namely the spinor-helicity variables.

§1 Spinor-Helicity Formalism

In short, in spinor-helicity formalism, we use spinors to describe all kinematic dependences of an amplitude. Let us make it clear from the very beginning: There is no fermions involved in our study (although fermions can certainly be included in this formalism) and all spinors are c-number valued.

Recall that a scattering amplitude M is a Lorentz scalar constructed out of all external momenta and polarization tensors (Lorentz indices neglected):

(1)M=M(p1,,pn)e1ee+1en.

However, this representation is inconvenient for two reasons:

  1. paμ are constrained by on-shell conditions, so they include redundant degrees of freedom.
  2. More importantly, for massless states, the polarization tensors ea are defined only up to gauge transforms: They are not Lorentz covariant and even more redundant.

The spinor-helicity variables are designed to overcome these problems and to provide a better representation. The trick is this: We use the fact that the Lorentz group is, at least locally, a product of two SO(3) groups: SO(3,1)=SO(3)LSO(3)R. So, we use spinors of two SO(3)'s to construct everything. More explicitly, the generators of two SO(3) can be written in terms of Lorentz generators as:

(2)JLi=JiiKi2,JRi=Ji+iKi2.

Recall that an SO(3) spinor ψa (a=1,2) is a two component c-number matrix that rotates as ψa=Dabψb, where

(3)D(γ,β,α)=eiγσ3/2eiβσ2/2eiασ3/2,

and (α,β,γ) are three Euler angles. Now, since we have two SO(3)'s, we have two independent types of spinors:

(12,0),left-handed spinor,ψa, a=1,2;(0,12),right-handed spinor,ψ~a˙, a˙=1˙,2˙.

The spinor indices can be raised/lowered by SO(3)-invariant bi-spinor ϵab and ϵa˙b˙. (Our convention is ϵ12=+1ϵ21=+1.)

Now comes a key observation: Since a Lorentz vector pμ is in (12,12)-representation, it can be rewritten as a bi-spinor paa˙. Explicitly:

(4)paa˙pμ(σμ)aa˙withσμ(1,σi).

There is another representation: Using (σ¯μ)a˙aϵa˙b˙ϵab(σμ)bb˙, you can show that σ¯μ=(1,σi). Then, we can define:

(5)pa˙apμ(σ¯μ)a˙a.

There is a useful identity for σ-matrices: (σμ)aa˙(σ¯ν)a˙a=2ημν. This leads to a very useful relation which we will use later:

(6)paa˙pa˙a=2pμpμ.

Now, let us consider kinematics of massless amplitudes.

First, all on-shell momenta are null: detpaa˙=pμpμ=0. So, there exists a 2-component spinor, ψa, together with ψ~a˙=±(ψa), such that

(7)paa˙=ψaψ~a˙pa˙a=ψ~a˙ψa.

A conventional notation:

(8)|pψa,p|ψa,|p]ψ~a˙,[p|ψ~a˙.

Thus,

(9)paa˙=|p[p|,pa˙a=|p]p|.

The inner products are Lorentz scalars:

(10)p1p2ψ1aψ2a,[p1p2]ψ~1a˙ψ~2a˙.

In particular:

(11)pq=qp,pq[pq]=2pμqμ.

In case you find these angle and square brackets too abstract, let us work them out explicitly. Let pμ=(p0,p1,p2,p3) and assume p0>0. Then:

(12)paa˙=(p0+p3p1ip2p1+ip2p0p3).

Then, you can check that a possible set of spinors are:

spin down | spin up left-handed |p=1p0+p3(p1+ip2p0+p3), p|=1p0+p3(p0+p3,p1ip2) right-handed [p|=1p0+p3(p1ip2,p0+p3), |p]=1p0+p3(p0+p3p1+ip2).

Clearly, from a null pμ, |p is defined only up to a phase. So, |p has 3 real degree of freedoms (2 complex entries 1 phase), which is correct for a null momentum.

As for the phase, we can fix it for a reference momentum kμ=k(1,0,0,1), and determine the phase for any pμ by Lorentz transform. However, as you might have guessed, the phase depends on how we choose the Lorentz transform L such that Lk=p. From our experience in Lecture 2, you may have realized that the phase is nothing but a representation of little group transforms (LGTs).

In particular, under a given LGT with respect to pμ, we have |peiδ|p, which implies p|eiδp|, |p]e+iδ|p], and [p|e+iδ[p|.

We have turned all null momenta into spinors. To use them to represent scattering amplitudes, we need to use spinors to express polarization tensors.

Taking spin-1 polarization as an example: Let a photon have pμ, and we want to construct eμ±(p), possibly from |p or |p]. We have 3 conditions for eμ±(p):

  1. eμ± has one Lorentz index eμ±=|[|דscalar”;
  2. eμ± has helicity ±1 |p]2 or |p]|p or 1|p2;
  3. eμ± is dimensionless. (|p is dim-1/2)

Clearly, only |p and |p] do not work; We need to pick up a "reference momentum" q such that q2=0 and qp0. Then, e+|q[p|pq satisfies all conditions. The coefficients are fixed, up to a phase, by the norm of e:

(13)e+=|q[p|pq,e=|q]p|[pq].

Generalization to massless spin-s is straightforward:

(14)e+s=(|q[p|pq)s,es=(|q]p|[pq])s.

Now, let us check how does e± transform under a LGT of pμ. Above we showed that |p changes by a phase, but qμ is generally changed to a different spinor:

(15)|q|q=α|q+β|p.

Here we have used |q and |p to linearly represent an arbitrary spinor |q. Therefore,

(16)e+=|q[p|pqe+2iδ|q[p|pq=e+2iδ(|q[p|pq+βα|p[p|pq),

which is the familiar rule eμ+e2iδeμ++αpμ.

So, the upshot of this section is that a massless scattering amplitude can be constructed entirely from angle and square brackets, so that we can forget about polarization tensors.

§2 Three-Point Massless Amplitudes

Armed with spinor-helicity variables, we can now try to carry out a program of constructing all possible scattering amplitudes consistent with basic principles. Starting from 3-point amplitudes as "seeds."

In reality, no 3-point amplitude is nonzero due to kinematic constraint:

(17)4×3346=1degree of freedoms.

3 real momenta | on-shell | Translation invariance | Lorentz invariance

In other words, all independent Lorentz scalars constructed from external momenta are zero: p1p2=p2p3=p3p1=0.

(18)2p1p2=12[12]=012=[12]=0since[12]=21.

Here we have converted to a more conventional notation |i|pi, etc.

However, if we allow piC, then angle and square brackets become independent. Then, it could be that p1p2=0 is enforced by 12=0 while [12]0, or the other way. So, to proceed, we will assume complex momenta from now on.

Also, throughout the rest of this lecture (and the next), we switch to a convention that all momenta point inward. That is, all out-state momenta are flipped, and all out-state helicities flipped:

  1. The momentum conservation now reads a=1npaμ=0;
  2. An outgoing state of ± helicity is endowed with a polarization tensor e.

Given 3 massless particles of species a,b,c, momenta p1,p2,p3, and helicity h1,h2,h3, the most general 3-point amplitude is

(19)M(1a,2b,3c)=Mabc(ψ1,ψ2,ψ3,ψ~1˙,ψ~2˙,ψ~3˙),

where, for example, we use 1a to denote the momentum p1 with species a. That is, all kinematic data encoded in spinor-helicity variables. [Recall our definition: S=1+(2π)4δ(4)(k)×iM.]

Now, we constrain the form of Mabc by the global Poincar'e symmetry and the separate LGT covariance.

First, we consider the Poincar'e symmetry:

a. First, pipj=0 implies ij[ij]=0 for ij{1,2,3}. b. Take 12[12]=0. It means either 12=0 or [12]=0. c. Let 12=0, then: Using 1| and 2| to close momentum conservation i=13|i[i|=013=0,23=0. (20) c. Alternatively, let [12]=0, then [12]=[23]=[31]=0.

So, we conclude that either ij=0 or [ij]=0 for all ij. Thus, a general 3-point amplitude is constrained to be

(21)M(1a,2b,3c)=MabcL(ψ1,ψ2,ψ3)orMabcR(ψ~1,ψ~2,ψ~3).

Next, we consider separate LGTs, say, separate rotations for Particle i around pi. Let the rotation be ziexp(iθiJp^i), (i=1,2,3), then we have:

(22){MabcL(z11/2ψ1,z21/2ψ2,z31/2ψ3)=z1h1z2h2z3h3MabcL(ψ1,ψ2,ψ3),MabcR(z1+1/2ψ~1,z2+1/2ψ~2,z3+1/2ψ~3)=z1h1z2h2z3h3MabcR(ψ1,ψ2,ψ3).

This almost fixes the form of M. To see this, let us try the ansatz:

(23)MabcL=λabcL12n323n131n2.

Then, the above transform rules imply:

(24)n2+n3=2h1,n3+n1=2h2,n1+n2=2h3.

Therefore,

(25)MabcL=λabcL12h3h1h223h1h2h331h2h3h1.

Similarly, we can try an ansatz with square brackets and get:

(26)MabcR=λabcR[12]h1+h2h3[23]h2+h3h1[31]h3+h1h2.

We have used up all symmetry constraints. Next, we use the analytic properties. Note that ij and [ij] are scalars of dimension-1 constructed from momenta pi and pj. Therefore,

(27)12h3h1h223h1h2h331h2h3h1is dim-(h1h2h3),

and

(28)[12]h1+h2h3[23]h2+h3h1[31]h3+h1h2is dim-(h1+h2+h3).

Negative dimensions are not allowed as they give pole in p that does not correspond to any on-shell states. The case of dim-0 is a bit subtle: Either, M does not depend on any spinor-helicity variables, which is certainly acceptable and corresponds to all external states being scalars; Or, M is a nontrivial ratio of momenta. This is usually discarded as it typically gives rise to nonlocal amplitudes and we will do the same in the following.

So, to summarize:

(29)M(1a,2b,3c)={λabcL12h3h1h223h1h2h331h2h3h1,ifh1+h2+h3<0;λabcR[12]h1+h2h3[23]h2+h3h1[31]h3+h1h2,ifh1+h2+h3>0;not allowed unless all legs are scalar,ifh1+h2+h3=0.

Moreover, parity swaps   with [ ]. So, λabcL=λabcR for parity-conserving theories.

Let us emphasize again that these results (and the following special cases) do not rely on either a quantum field theory or its perturbative expansion and so are fully non-perturbative.

Examples Now let us look at concrete examples. We will only consider amplitudes of three particles of the same spin s>0. Other possibilities are left as fun exercises for readers.

Of course, the three spin-s massless particles may belong to distinct species, so we use labels a,b,c to mark the species. Also, we will only consider parity-conserving theories. Then, the only nonzero amplitudes are:

(30)M(1a+s,2b+s,3c+s)=λabc([12][23][31])s,(31)M(1as,2bs,3cs)=λabc(122331)s,(32)M(1a+s,2b+s,3cs)=κabc([12]3[23][31])s,(33)M(1as,2bs,3c+s)=κabc(1232331)s.

To say more about them, we need a generalized version of spin-statistics. Basically, spin-statistics says that the exchange of two identical bosonic/fermionic particles yields a phase of +/. Clearly, being identical means that all flavor indices and helicities being equal. So we would have, for example, M(1+,2+,)=M(2+,1+,) but the relation between M(1a+,2b,) and M(2b,1a+,) is arbitrary.

Here we adopt a generalized spin-statistics, which is essentially a prescription (or, a choice of basis) saying that we get a phase of +/ for exchanging any two bosonic/fermionic particles.1 With the above prescription, we have M(1ah1,2bh2,3ch3) totally symmetric with respect to exchange of arguments. Since [12][23][31] and [12]3[23]1[31]1 are both antisymmetric with respect to ij (i,j=1,2,3), we see that the coupling constants κabc and λabc are totally symmetric/antisymmetric with respect to exchanges of a,b,c for even/odd spins. This implies:

Massless odd-spin particles cannot have cubic self-interaction with less than 3 species.

In particular, a photon cannot have cubic self-interaction (even non-perturbatively). However, this does not mean that a photon cannot self-interact; It can at the 4-point level. (You may know light-by-light scattering. We may come back to this example later.)

Let us look at the special cases of spin-1 and spin-2.

For spin-1:

(34)M3(1a+,2b+,3c+)=λabc[12][23][31],(35)M3(1a+,2b+,3c)=κabc[12]3[23][31].

At this point, λ and κ could be arbitrary complex numbers, but consistency at 4-point level requires that there exists a basis of states such that λ and κ are real. So, from now on, we will take λ,κR, but the sign can be arbitrary and is actually irrelevant.

Note that the 3-point amplitude M3 is dimension-1. So, [λ]=2, and [κ]=0. So the κ-amplitude is more important at low energies and long distances. In a sense we can call κ minimal coupling and λ non-minimal coupling.

From a QFT viewpoint: the κ-amplitude could be (but not necessarily) generated by a term tr(FμνFνμ) in the Lagrangian, while the λ-amplitude by tr(FμνFνλFλ μ). So κ-term is what we expect from a standard Yang-Mills theory. However, we stress again that the above result is independent of field theory and fully non-perturbative.

For spin-2, we can have a single species being self-interacting. So we will only consider one species for simplicity and drop the flavor (species) index:

(36)M3(1+2,2+2,3+2)=λ([12][23][31])2,(37)M3(1+2,2+2,32)=κ([12]3[23][31])2.

Again, we take λ,κR. Also, [κ]=1 is the "minimal coupling" and [λ]=5 is non-minimal. In fact, the κ-amplitude comes exactly from the cubic vertex of gravitons by expanding the Einstein-Hilbert Lagrangian d4xgR around the Minkowski metric, and λ-amplitude from a term like gRμνρσRρσλκRλκ  μν. Curiously, No O(R2)-term can generate a 3-point interaction at the tree level. We will come back to this point later.

By the way, at the 3-point level, we see again a curious fact that the kinematic factor of M3(1+2,2+2,32) is exactly the square of M3(1+,2+,3), a phenomenon persisting to higher points and is a type of "double-copy relation" usually summarized as "Gravity = (Gauge theory)2".

Exercise

(1) For null momentum pμ=(p0,p1,p2,p3), please find the expressions for |p, |p], p|, and [p| when p0<0.

Using pμ(σμ)aa˙ to construct the matrix

paa˙=(p0+p3p1ip2p1+ip2p0p3)

We can decompose this matrix into the outer product of the left and right spinors. For the circumstances where p0<0, we can deduce that

p0+p3=(p1)2+(p2)2+(p3)2+p3<0

So the decomposition is paa˙=|p[p|, which gives out

|p=i(p0+p3)(p1+ip2p0+p3)

and

[p|=i(p0+p3)(p1ip2,p0+p3)

We use the antisymmetric tensor to raise the indexes, which gives the covariant form of the tensor

paa˙=ϵabϵa˙b˙pbb˙

This will give out the form of the covariant matrix

paa˙=(p0p3p1+ip2p1ip2p0+p3)

Given the relationship paa˙=|p]p|, we can get the expressions of |p] and p|

|p]=i(p0+p3)(p0+p3p1ip2)p|=i(p0+p3)(p0+p3p1+ip2)

(2) Please show, for a null momentum kμ=(k,0,0,k), how does |k transform under the 3 independent LGTs (See Lecture 2).

For a null momentum, the ket |k equals

|k=12k(02k)=(02k)

The 3 independent LGTs are

  1. Rotation around k^: Rz(θ)
  2. R×L-type transform: Ry1(θ)Lx(arcsinh(tanθ))Lz(log(cosθ))
  3. R×L-type transform: Rx1(θ)Ly(arcsinh(tanθ))Lz(log(cosθ))

First consider the rotation around z axis, the transformation matrix M is

M=(eiθ200eiθ2)

So ket |p will change like

|p=M|p=(0eiθ22k)

Then, we calculate the transformation matrix for the R×L type LGTs

Ry1(θ)Lx(arcsinh(tanθ))Ly(logcosθ)

where

Ly(logcosθ)=eiη2y^σ=(cosh(12log(cosθ))isinh(12log(cosθ))isinh(12log(cosθ))cosh(12log(cosθ)))=1cosθ(cos2θ2isin2θ2isin2θ2cos2θ2)Lx(arcsinh(tanθ))=eiη2x^σ=(cosh(12arcsinh(tanθ))sinh(12arcsinh(tanθ))sinh(12arcsinh(tanθ))cosh(12arcsinh(tanθ)))=1cosθ(cosθ2sinθ2sinθ2cosθ2)

And the rotation matrix

Ry(θ)=eiθ2y^σ=(cosθ2sinθ2sinθ2cosθ2)Ry1(θ)=(cosθ2sinθ2sinθ2cosθ2)

So the total transformation matrix is

M=(1cosθ20tanθ2cosθ2)

The ket |p will change like

|p=M|p=(0cosθ22k)

Another R×L type LGT’s transformation matrix is

M=Rx1(θ)Ly(arcsinh(tanθ))Lz(log(cosθ))=(cosθ2isinθ2isinθ2cosθ2)1cosθ(cosθ2isinθ2isinθ2cosθ2)1cosθ(cos2θ2sin2θ2sin2θ2cos2θ2)=1cosθ(cos2θ2+isin2θ2sinθsin2θ2icos2θ2sinθsin2θ2cosθcos2θ2cosθ)

The ket |p will change like

|p=M|p=(sin2θ2+icos2θ2sinθcosθ2kcos2θ22k)

(3) Compute the tree-level 3-point amplitude of 3 gluons M3(1a+,2b+,3c) with Feynman rules from a Yang-Mills theory and compare your result with (35).

(4) How does a photon talk to a graviton? Can a photon be weighty and can a graviton be charged? Please answer these questions by going through the following steps.

(a) Please find all 3-point massless amplitudes of 1 spin-1 and 2 spin-2 particles consistent with LGT properties. Please do the same for 2 spin-1 and 1 spin-1 particles.

(b) Apply various consistent conditions to identify consistent amplitudes among results from (a). How many different ways can a photon talk to a graviton? Which one is the one realized in general relativity?

(5) [This is a non-exercise; Do it only if you really want to!] Please start from the Einstein-Hilbert action d4xgR and derive the Feynman rule for the graviton cubic self-interaction. Then use it to compute the 3-point graviton amplitude at the tree level and compare your result with (37).

Comments on References

Spinor-helicity formalism is commonly taught in modern textbooks of quantum field theory, such as [2] and [3], but the conventions may differ a lot. So, be careful. In particular, the convention used in our lectures is not identical to any of references mentioned here and below.

Consistent three-point and four-point massless amplitudes are originally studied in [4]. See also [5] for a nice pedagogical review.

References

[1] S. Weinberg, The Quantum theory of fields. Vol. 1: Foundations. Cambridge University Press, 6, 2005.

[2] M. D. Schwartz, Quantum Field Theory and the Standard Model. Cambridge University Press, 3, 2014.

[3] M. Srednicki, Quantum field theory. Cambridge University Press, 1, 2007.

[4] P. Benincasa and F. Cachazo, "Consistency Conditions on the S-Matrix of Massless Particles," arXiv:0705.4305 [hep-th].

[5] C. Cheung, "TASI lectures on scattering amplitudes.," in Theoretical Advanced Study Institute in Elementary Particle Physics: Anticipating the Next Discoveries in Particle Physics, pp. 571–623. 2018. arXiv:1708.03872 [hep-ph].

Built with VitePress